The Most Common File Weaknesses Arising on File Reviews and Monitoring Visits
Date: Thursday, 19 August
Time: 12:30 – 13:30
Speaker: Colm Owens
Audit firms will be subject to a monitoring visit at some stage. Knowing in advance what are the common issues in file will help those firms keep up to date.
Attendees will obtain an understanding of the most common file weaknesses arising on file reviews and monitoring visits. This will help them to prepare for a monitoring visit and to ensure that their firms remain compliant with the various institute requirements.
- Topic 1 – Whole Firm Review
- Topic 2 – Planning
- Topic 3 – Fieldwork
- Topic 4 – Completion
CDP Course Facilitator:
Colm Owens: OmniPro Practice Support
As a member of our Practice Support team, Colm’s focus is on helping practices achieve on-going best practice compliance, prepare for monitoring visits and assist with post-monitoring visits follow-ups.
Having spent the last 6 years as a quality reviewer with Chartered Accountants Ireland Colm has a unique insight into how firms operate, the challenges facing firms and how firms are responding to current issues facing them and the profession.